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1.3 Failure of Continuum Hypothesis: Physical Origin of UV Divergence and Natural Cutoff

In Section 1.2, we established the finiteness of Hilbert space dimension for physical reality. This conclusion is not only a constraint on the formal system of quantum mechanics, but also a direct negation of the deeply rooted “Continuum Hypothesis” in classical physics and standard quantum field theory. This section will deeply explore how continuum hypothesis leads to ultraviolet divergence (UV Divergence) in physics, and argue why natural cutoff at Planck scale is a necessary requirement for physical self-consistency under finite information axiom, rather than an artificially introduced mathematical patch.

1.3.1 UV Catastrophe of Continuum

In standard quantum field theory (QFT), spacetime is modeled as continuous Minkowski manifold . This mathematical model implicitly contains two extremely strong physical assumptions:

  1. Resolvability of Arbitrarily Small Distances: For any , spacetime points and are physically distinguishable.

  2. Accommodation of Arbitrarily High Energies: Momentum space of local fields is unbounded, i.e., .

These two assumptions directly lead to infinity of quantum fluctuations. Consider the simplest scalar field vacuum zero-point energy:

Since the integration upper limit is infinite, this integral exhibits quartic divergence, i.e., , where is the momentum cutoff. If , then energy density is infinite. The same problem appears in mass renormalization and charge renormalization caused by loop corrections, which is called “UV catastrophe.”

In the historical development of perturbation theory, renormalization techniques were developed to eliminate these infinities. However, from an ontological perspective, renormalization is merely an operational prescription; it does not explain the physical origin of infinities, only removes unobservable bare quantities by redefining parameters.

Proposition 1.3.1 (Continuum Leads to Divergence):

If physical spacetime is a smooth continuous manifold, and local field operators satisfy canonical commutation relations (CCR), then the number of degrees of freedom in any compact spatial region is infinite, leading to inevitable divergence of physical observables (such as energy density, entanglement entropy).


1.3.2 Operational Limitations of Geometric Measurement

Finite Information Axiom (Axiom A2) requires us to re-examine spacetime geometry from an operationalist perspective. According to Heisenberg uncertainty principle, to probe spatial structure at scale , the detector must use probe particles with momentum uncertainty . The corresponding average energy is .

Under continuum hypothesis, we can let , thus . However, general relativity introduces a second gravitational limitation: when energy is confined within scale , this region will produce gravitational effects. If energy is too high such that the Schwarzschild Radius of this region exceeds probe scale , i.e.:

At this point, the probe region will collapse into a black hole. According to black hole no-hair theorem and information capture properties, once a black hole forms, we cannot extract any information from inside the region (within horizon).

Theorem 1.3.2 (Minimum Observable Length):

Combining fundamental constants of quantum mechanics and general relativity, there exists a minimum operational length scale, namely Planck length :

Any attempt to probe scales smaller than requires injecting extremely high energy, causing the probe region to be wrapped by horizon, thereby physically shielding this scale. Therefore, the concept of spacetime smaller than Planck length is operationally meaningless (Null Operational Meaning).

This conclusion reveals the physical origin of UV divergence: divergence arises from incorrectly counting “ghost degrees of freedom” with in our integrals. These degrees of freedom exist in mathematical models but do not exist in physical reality.


1.3.3 Formalization of Natural Cutoff

Based on Theorem 1.3.2, we need to correct the description of physical spacetime. Physical spacetime is not a smooth manifold, but a discrete structure with Natural Cutoff. This cutoff is not an artificially introduced regularization parameter (Regulator), but an intrinsic property of spacetime geometry.

Definition 1.3.3 (Natural Cutoff Spectrum):

Let the Hilbert space of physical system be . Spacetime geometry is defined by the spectrum of Laplace operator (or Dirac operator) (refer to Spectral Geometry). For any physical state , eigenvalues of modes it can excite must be bounded.

That is, there exists a cutoff value , such that the spectral decomposition of effective Laplace operator of physical system is:

where is the spectral measure. All high-energy modes with are naturally eliminated or exponentially suppressed in physical Hilbert space.

Physical Corollaries:

  1. Integrals Become Sums: Momentum integrals in Feynman diagrams should be replaced by sums over finite domains .

  2. Finite Entanglement Entropy: In continuous field theory, entanglement entropy at region boundary diverges (area law ). After introducing natural cutoff , entanglement entropy naturally converges to finite value , which directly leads to Bekenstein-Hawking entropy formula without renormalization.


1.3.4 Ontological Status of Renormalization Group: From “Eliminating Infinity” to “Information Compression”

Under the framework of finite information axiom, Renormalization Group (RG) is no longer a mathematical technique for handling divergence, but an information compression mapping connecting microscopic discrete ontology with macroscopic continuous effective theory.

Consider a discrete theory defined on Planck-scale grid (UV Theory). When we care about physics at macroscopic scales (infrared, IR), we are actually coarse-graining microscopic degrees of freedom.

Definition 1.3.4 (RG Flow as Information Lossy Channel):

Let be the underlying finite-dimensional microscopic Hilbert space, be the Hilbert space of macroscopic effective theory (lower dimension). RG transformation is a trace-preserving completely positive map (CPTP Map) that systematically discards high-frequency information:

From this perspective:

  • Bare Parameters: Are real physical parameters on microscopic discrete grid (such as lattice constant, microscopic hopping amplitude). They are finite and definite.

  • Illusion of Divergence: The reason divergence appears in continuous field theory is that we attempt to infinitely extrapolate a low-dimensional effective theory (continuous field) to microscopic scales, which is equivalent to trying to perfectly reconstruct original data after information loss, inevitably leading to mathematical singularities.

Conclusion 1.3.5:

UV divergence is a pathological product of incorrectly applying the “continuum hypothesis” model to regions below Planck scale. By introducing finite information axiom and natural cutoff, physics does not need to eliminate infinities, because infinities never truly existed. Renormalization flow describes the information geometric evolution process of physical laws as observation resolution changes.

At this point, we have cleared obstacles for the transition from continuous spacetime to quantum information ontology. In the next section, we will explore the philosophical and physical core idea of this transition—John Wheeler’s “It from Bit.”