01. Tenfold Structure of Universe: Complete Mathematical Definition
“A complete definition of universe must simultaneously answer ten questions: What happens? Where? How to observe? What is quantum state? How does it evolve? What is thermodynamics? Where is information? Who observes? How is it organized? Can it be computed?”
Introduction: Why Need Precise Definition?
In Article 00, we learned that universe requires tenfold structure for complete description. This article will give strict mathematical definition of each component.
Necessity of Definition
In mathematics, “definition” is not optional decoration, but starting point of reasoning. Without precise definition, we cannot:
- Judge whether two universes are “same”
- Prove properties of universe
- Calculate physical quantities
- Test theoretical predictions
Analogy: Just like legal provisions, “murder” needs precise definition (intentional, negligent, self-defense…), otherwise cannot judge cases. Similarly, “universe” needs precise definition, otherwise cannot do physics.
Structure of This Article
This article will define ten components one by one:
- - Event and Causality Layer
- - Geometry and Spacetime Layer
- - Measure and Probability Layer
- - Quantum Field Theory Layer
- - Scattering and Spectrum Layer
- - Modular Flow and Thermal Time Layer
- - Generalized Entropy and Gravity Layer
- - Observer Network Layer
- - Category and Topology Layer
- - Computation and Realizability Layer
Then give combined definition and terminal object property.
1. Event and Causality Layer
Intuitive Motivation
Starting point of physics is “things happen”:
- Atom decay
- Photon absorbed by detector
- Galaxy collision
These “events” are not isolated, but have causal connections:
- Atom decay emit photon detector response
Causal relation represented by partial order : means “event can influence event ”.
Strict Definition
Definition 1.1 (Event Causality Layer):
where:
-
: Set of events (can be proper class, not set)
- Each element called “event”
- Example: “some photon detected at spacetime point ”
-
: Causal partial order relation
- Reflexivity: (event influences itself)
- Antisymmetry: and (no causal loops)
- Transitivity: and (indirect causality)
-
: Family of causal fragments
- Each is subset of
- is locally finite partial order (each event can only influence finite number of other events)
- (fragments cover all events)
Intuitive Understanding: Domino Network
Imagine universe is infinitely large domino network:
- Event set : Each domino is an event
- Causal partial order : means “ falling causes to fall”
- Causal fragments : Local small regions (you can only see nearby dominoes)
graph LR
e1["Event e1<br/>(Domino Falls)"]
e2["Event e2"]
e3["Event e3"]
e4["Event e4"]
e5["Event e5"]
e1 -->|"Causal Influence"| e2
e1 -->|"Causal Influence"| e3
e2 -->|"Causal Influence"| e4
e3 -->|"Causal Influence"| e4
e4 -->|"Causal Influence"| e5
style e1 fill:#f96,stroke:#333,stroke-width:2px
style e5 fill:#9f6,stroke:#333,stroke-width:2px
Key Properties
Property 1.1 (Global Causal Consistency): is stably causal, i.e.:
- No closed causal chains: No (no time loops)
- Existence of time function: Exists such that (Causal partial order can be represented by real “time”)
Intuition: Dominoes cannot fall backwards, time has direction.
Causal Diamond Family
Definition 1.2 (Small Causal Diamond):
where:
- : Causal future of
- : Causal past of
Intuitive Understanding: Small causal diamond is “all intermediate influence paths from event to event ”.
Analogy: Like all possible water flow paths between two docks on a river.
2. Geometry and Spacetime Layer
Intuitive Motivation
Events not only “happen”, but happen at some place, some time. We need a “stage”—spacetime manifold.
Strict Definition
Definition 2.1 (Geometric Spacetime Layer):
where:
-
: Four-dimensional orientable, time-orientable manifold
- Local coordinates or
- “Orientable”: Has global time arrow
- “”: Smoothness (can differentiate arbitrarily many times)
-
: Lorentz metric (signature )
- Defines distance, angle, light cone of spacetime
- Example (Minkowski):
-
: Event embedding map
- Maps abstract event to spacetime point
-
: Causal alignment condition where is causal future light cone defined by metric
Core Constraint: Abstract causal partial order must equal geometric light cone causal structure.
Intuitive Understanding: Curved Stage
Imagine:
- Manifold : Huge, bendable rubber membrane
- Metric : “Distance measurement method” on membrane (degree of curvature)
- Embedding : “Nail” abstract events onto membrane
- Causal alignment: “Light cone” on membrane (45 degree angle) must match abstract causal arrows
graph TB
subgraph "Abstract Causal Layer"
X1["Event x"]
X2["Event y"]
X1 -->|"x ⪯ y"| X2
end
subgraph "Spacetime Geometry Layer"
M1["Spacetime Point Φ(x)"]
M2["Spacetime Point Φ(y)"]
M1 -.->|"Inside Light Cone"| M2
end
X1 -.->|"Embedding Φ_evt"| M1
X2 -.->|"Embedding Φ_evt"| M2
style X1 fill:#f96,stroke:#333,stroke-width:2px
style M1 fill:#96f,stroke:#333,stroke-width:2px
Global Hyperbolicity
Property 2.1 (Global Hyperbolicity): is globally hyperbolic, i.e.:
Exists Cauchy hypersurface such that:
and each timelike/null geodesic intersects exactly once.
Intuition: Spacetime has “layered structure”, can decompose into “space time”.
Analogy: Like a book, can be separated into pages (each page is ), arranged in order (time).
Geometric Time Function
Definition 2.2 (Geometric Time):
is smooth function, satisfying:
- Timelike gradient:
- Monotonicity:
Intuition: Geometric time is “function strictly increasing along light cone direction”.
3. Measure and Probability Layer
Intuitive Motivation
We are not omniscient gods, cannot observe all events simultaneously. We can only:
- Sample observations
- Use statistical inference
- Handle uncertainty
Therefore need probability theory.
Strict Definition
Definition 3.1 (Measure Probability Layer):
where:
-
: Complete probability space
- : Sample space (all possible “observation results”)
- : -algebra (set of measurable events)
- : Probability measure
-
: Random event mapping
- Maps “observation result ” to “actually occurred event ”
Intuitive Understanding: Coin Toss and Events
Imagine universe is huge random process:
- : All possible “universe histories”
- : “Probability weight” of each history
- : In some history , which events actually occurred
Analogy:
- Coin toss: ,
- Universe: “all possible quantum histories”, given by path integral
Statistical Time Series
Definition 3.2 (Worldline Sample Path):
For observer worldline , define sample path:
Intuition: Along worldline, observed is discrete sequence of events , forming time series.
4. Quantum Field Theory Layer
Intuitive Motivation
Physics is not classical particles, but quantum fields:
- Electron not “small ball”, but “excitation of electron field”
- Light not “light ray”, but “quantum of electromagnetic field”
Quantum fields described by operator algebras.
Strict Definition
Definition 4.1 (Quantum Field Theory Layer):
where:
-
: Family of bounded causally convex open sets on
- Example:
- “Causally convex”: If and is causal curve connecting , then
-
: Local operator algebra net (Haag-Kastler axioms)
- For each region , has -algebra (observables in that region)
- Isotony:
- Microcausality: (spacelike separated)
-
: State (positive normalized linear functional)
Intuitive Understanding: Building Block Network
Imagine spacetime divided into many small regions, each region is a box of “quantum building blocks”:
- : “Building block box” of region (observable operators)
- Isotony: Building blocks from small box can be put into large box
- Microcausality: Two boxes far apart, building block operations do not interfere (commute)
graph TB
subgraph "Spacetime Region O1"
A1["Operator Algebra 𝒜(O1)"]
end
subgraph "Spacetime Region O2 (Spacelike Separated)"
A2["Operator Algebra 𝒜(O2)"]
end
subgraph "Spacetime Region O3 ⊃ O1"
A3["Operator Algebra 𝒜(O3)"]
end
A1 -.->|"Inclusion Relation"| A3
A1 -.->|"Commute [𝒜1, 𝒜2]=0"| A2
style A1 fill:#9f9,stroke:#333,stroke-width:2px
style A2 fill:#9f9,stroke:#333,stroke-width:2px
style A3 fill:#99f,stroke:#333,stroke-width:2px
GNS Construction
Theorem 4.1 (Gelfand-Naimark-Segal):
Given , exists unique (up to isomorphism) triple:
satisfying:
- is -representation
- is cyclic vector ( dense in )
Intuition: Abstract “state ” can be concretized as “state vector ” in Hilbert space.
5. Scattering and Spectrum Layer
Intuitive Motivation
Dynamics of universe described by “wave propagation”:
- Light waves propagate in vacuum
- Electron waves scattered by potential field
- Gravitational waves propagate in curved spacetime
Scattering theory describes “input wave output wave” relation.
Strict Definition
Definition 5.1 (Scattering Spectrum Layer):
where:
-
: Self-adjoint operator pair (scattering pair)
- : Free Hamiltonian (no interaction)
- : Total Hamiltonian (with interaction)
- : Relative trace-class perturbation
-
: Scattering matrix
- : Energy (frequency)
- : Unitary operator (preserves probability normalization)
-
: Wigner-Smith group delay matrix
- Hermitian operator:
- Eigenvalues: Time delays
-
: Spectral shift function (Birman-Kreĭn)
-
: Unified time scale density (Core!) where:
- : Half-phase
- : Relative density of states
Unified Time Scale Master Formula (DNA of Entire Theory)
Key Identity:
Three measurement methods yield same time scale:
| Method | Physical Quantity | Meaning |
|---|---|---|
| Scattering Phase | Derivative of scattering phase with respect to frequency | |
| Density of States | Relative energy level density change | |
| Group Delay | Average time delay |
Analogy: Three different brands of watches (Rolex, Casio, atomic clock), though mechanisms differ, readings always have linear relationship—they are “synchronized”.
Scattering Time
Definition 5.2 (Scattering Time):
For reference frequency , define:
Intuition: “Scattering moment” corresponding to frequency , obtained by integrating scale density .
6. Modular Flow and Thermal Time Layer
Intuitive Motivation
Quantum states have “intrinsic time”—modular flow:
- Evolution of thermal equilibrium state determined by temperature ()
- Evolution of entangled state determined by relative entropy
- Modular flow is natural time of algebra + state
Strict Definition
Definition 6.1 (Modular Flow Thermal Time Layer):
where:
-
: Modular operator (Tomita operator) is closure of
-
: Polar decomposition
- : Anti-unitary operator (modular conjugation)
- : Positive operator (modular Hamiltonian)
-
: Modular flow
- Automorphism:
- Satisfies KMS condition (thermal equilibrium condition)
-
: Modular Hamiltonian operator
Intuitive Understanding: “Internal Clock” of Quantum State
Each quantum state carries its own “clock” :
- Thermal state: is thermal evolution (heat bath at temperature )
- Vacuum state: is Lorentz time evolution
- Entangled state: is relative entropy gradient flow
Analogy: Just as each person has their own “biological clock” (circadian rhythm), each quantum state has its own “modular flow clock”.
Modular Time Parameter
Definition 6.2 (Modular Time):
Modular parameter is parameter of modular flow , corresponding to “thermal time”.
Key Constraint: Modular time must align with scattering time:
Intuition: Modular time and scattering time are different measurement methods of “same kind of time”.
7. Generalized Entropy and Gravity Layer
Intuitive Motivation
Gravity is not independent “force”, but information geometry:
- Einstein equation Generalized entropy extremum
- Metric Information metric
- Cosmological constant Entropy constraint
This is core idea of IGVP (Information Geometric Variational Principle).
Strict Definition
Definition 7.1 (Generalized Entropy Gravity Layer):
where:
-
: Family of small causal diamonds
-
: Generalized entropy
- : Area of cut surface
- : von Neumann entropy of quantum fields outside
- : Newton gravitational constant
- : Reduced Planck constant
-
QNEC: Quantum Null Energy Condition along null generator
-
QFC: Quantum Focussing Conjecture along affine parameter of null geodesic congruence
-
: Einstein tensor
IGVP Core Principle
Theorem 7.1 (Information Geometric Variational Principle):
On small causal diamond , generalized entropy extremum equivalent to Einstein equation:
Intuition: Spacetime geometry automatically adjusts to make generalized entropy reach extremum, just like soap bubble automatically forms sphere (minimum surface area).
Intuitive Understanding: Entropy Determines Geometry
Imagine spacetime is elastic membrane:
- Matter : Place heavy objects on membrane
- Membrane curvature : Heavy objects cause membrane to sag
- Generalized entropy : “Energy” of membrane (stretching energy + gravitational potential energy)
IGVP says: Membrane automatically adjusts shape to make total energy (generalized entropy) reach extremum — this derives Einstein equation!
8. Observer Network Layer
Intuitive Motivation
Universe not only has “matter”, but also “perspectives”:
- Humans observe stars
- Detectors record particles
- AI models predict weather
These “observers” are not external to universe, but internal structure of universe.
Strict Definition
Definition 8.1 (Observer Network Layer):
where:
-
: Set of observer objects
-
Each observer is 9-tuple:
- : Worldline (timelike curve)
- : Resolution scale (time-frequency-spatial bandwidth)
- : Observable algebra (what observer can measure)
- : Local state (observer’s belief/memory)
- : Candidate model family (observer’s “worldview” set)
- : Update rule (how to correct belief)
- : Utility function (how to choose experiments)
- : Communication structure (channels with other observers)
- : Observer internal time scale
-
Time scale alignment condition: (Observer subjective time and universe unified scale belong to same equivalence class)
Intuitive Understanding: Multi-Camera Network
Imagine universe is huge scene, observers are cameras from different angles:
- Worldline : Motion trajectory of camera
- Resolution : Pixel of camera (4K or 720p)
- Observable algebra : Field of view of camera
- Model family : AI model of camera (recognize objects)
- Communication : Data transmission between cameras
graph TB
subgraph "Observer Network"
O1["Observer O1<br/>(Human)"]
O2["Observer O2<br/>(Detector)"]
O3["Observer O3<br/>(AI)"]
end
subgraph "Universe 𝔘"
U_evt["Event Network"]
U_geo["Spacetime Geometry"]
end
O1 -->|"Worldline γ1"| U_geo
O2 -->|"Worldline γ2"| U_geo
O3 -->|"Worldline γ3"| U_geo
O1 <-.->|"Communication 𝒞12"| O2
O2 <-.->|"Communication 𝒞23"| O3
style O1 fill:#9f9,stroke:#333,stroke-width:2px
style O2 fill:#9f9,stroke:#333,stroke-width:2px
style O3 fill:#9f9,stroke:#333,stroke-width:2px
style U_geo fill:#99f,stroke:#333,stroke-width:2px
Causal Consensus
Theorem 8.1 (Multi-Observer Causal Consensus):
If observer network satisfies:
- Communication graph strongly connected
- Update rules satisfy Bayes condition
- Time scale alignment
Then all observers’ local causal networks glue into unique global causal partial order in long-time limit.
Intuition: Multiple cameras reconstruct unique “objective scene” through information fusion.
9. Category and Topology Layer
Intuitive Motivation
Ten components are not “scattered puzzle pieces”, but highly organized whole:
- They have common structure (category)
- They have logical relations (morphisms)
- They form limit (terminal object)
Strict Definition
Definition 9.1 (Category Topology Layer):
where:
-
: 2-category of universe candidate structures
- Objects: All “candidate universes” satisfying partial consistency conditions
- 1-morphisms: Structure-preserving maps
- 2-morphisms: Natural transformations between morphisms
-
: Terminal object (From any candidate universe to real universe, exists unique structure-preserving map)
-
: Projection cone (inverse limit)
-
: Internal logic (Grothendieck topos)
- Sheaf category on
- Carries higher-order internal logic
- Physical propositions subobjects
Intuitive Understanding: Unique Solution of Puzzle
Imagine ten components are ten pieces of complex puzzle:
- Category : All possible “puzzle schemes”
- Terminal object : Unique correct “complete puzzle”
- Projection cone : Each piece points to same center point (inverse limit)
graph TB
U_evt["U_evt<br/>Events"]
U_geo["U_geo<br/>Geometry"]
U_QFT["U_QFT<br/>Quantum Field"]
U_scat["U_scat<br/>Scattering"]
U_mod["U_mod<br/>Modular Flow"]
U_ent["U_ent<br/>Entropy"]
U_obs["U_obs<br/>Observer"]
U_comp["U_comp<br/>Computation"]
center["𝔘<br/>(Inverse Limit)"]
U_evt -->|"Projection π1"| center
U_geo -->|"Projection π2"| center
U_QFT -->|"Projection π3"| center
U_scat -->|"Projection π4"| center
U_mod -->|"Projection π5"| center
U_ent -->|"Projection π6"| center
U_obs -->|"Projection π7"| center
U_comp -->|"Projection π8"| center
style center fill:#f9f,stroke:#333,stroke-width:4px
10. Computation and Realizability Layer
Intuitive Motivation
Universe though possibly infinitely complex, can be upper-bound encoded by finite information:
- Parametric models: Describe with finite parameters
- Numerical simulation: Compute with finite precision
- Compressed representation: Use Shannon information bound
Strict Definition
Definition 10.1 (Computational Realizability Layer):
where:
-
: Turing machine space
- Equivalence classes of all computable functions
-
: Encoding functor
- Encodes universe object as Turing machine
- “Upper bound sense”: Output of contains all observable information of (at finite precision)
-
: Simulation multi-valued functor
- Given Turing machine , reconstruct possible universe candidates
- Multiple candidates exist insufficient information
Core Property: (After encoding then simulating back, can recover original universe—within observable precision)
Intuitive Understanding: “Compressed Package” of Universe
Imagine:
- Universe : Original 4K HD video (infinite information)
- Encoding : Compress into MP4 file (finite bytes)
- Simulation : Decompress and play video
Though compression has loss, “good enough” at human eye resolution.
Key Insight: Universe does not require “computational completeness”, only requires “encodable upper bound” — i.e., exists program of finite complexity, whose output contains all observable phenomena.
Combined Definition: Tenfold Structure of Universe
Combining above ten components, we give complete mathematical definition of universe:
Definition: Universe
Definition (Universe):
Universe is 10-tuple
satisfying following compatibility conditions (see Article 06 for details):
- Light cone = Causal partial order:
- Unified time scale:
- IGVP:
- GNS consistency:
- Causal consensus: Multi-observer local causal networks glue into global
- Boundary data alignment: Scattering matrix and generalized entropy encode same boundary information
- Categorical terminal object property: is terminal object in
- Computational encodability: Exists
Terminal Object Property
Theorem (Universe Terminal Object Property):
In category , universe is terminal object, i.e.:
Proof Strategy:
- By overdetermination of compatibility conditions, satisfying partial conditions automatically satisfies all conditions
- Therefore from any candidate to , along “direction satisfying conditions” exists unique path
- This is unique morphism
Corollary (Universe Uniqueness):
Universe satisfying all compatibility conditions is unique up to isomorphism.
Unified Time Scale Equivalence Class
In tenfold structure, most important constraint is unified time scale:
Definition: Time Scale Equivalence Class
Unification of Six Times
| Time Type | Source Component | Definition |
|---|---|---|
| Causal time function: | ||
| Geometric time function: timelike | ||
| Scattering time: | ||
| Modular time parameter: | ||
| Boundary geometric time: Time generated by Brown-York energy | ||
| Observer proper time: |
Core Identity (Scale Master Formula):
This is DNA of entire theory, running through all ten components.
Structural Diagrams
Hierarchical Relations of Tenfold Structure
graph TB
subgraph "Fourth Layer: Logic and Computation"
U_cat["U_cat<br/>Categorical Structure<br/>(Terminal Object)"]
U_comp["U_comp<br/>Computational Realizability<br/>(Encoding/Simulation)"]
end
subgraph "Third Layer: Information and Observer"
U_ent["U_ent<br/>Generalized Entropy<br/>(IGVP)"]
U_obs["U_obs<br/>Observer Network<br/>(Multiple Perspectives)"]
end
subgraph "Second Layer: Quantum and Dynamics"
U_QFT["U_QFT<br/>Quantum Field Theory<br/>(Operator Algebra)"]
U_scat["U_scat<br/>Scattering Spectrum<br/>(Unified Scale κ)"]
U_mod["U_mod<br/>Modular Flow<br/>(Thermal Time)"]
end
subgraph "First Layer: Foundation"
U_evt["U_evt<br/>Event Causality<br/>(Partial Order ⪯)"]
U_geo["U_geo<br/>Spacetime Geometry<br/>(Metric g)"]
U_meas["U_meas<br/>Measure Probability<br/>(Statistics ℙ)"]
end
U_cat -->|"Inverse Limit lim"| U_ent
U_cat -->|"Inverse Limit lim"| U_obs
U_comp -->|"Encoding Upper Bound"| U_QFT
U_ent -->|"IGVP Extremum"| U_geo
U_obs -->|"Worldline γ"| U_geo
U_obs -->|"Local State ω"| U_QFT
U_QFT -->|"GNS Construction"| U_mod
U_scat -->|"Scale Alignment"| U_mod
U_scat -->|"Scattering Time"| U_geo
U_geo -->|"Light Cone = Causality"| U_evt
U_meas -->|"Random Events Ψ"| U_evt
U_mod -->|"Modular Flow Parameter"| U_evt
style U_cat fill:#f9f,stroke:#333,stroke-width:3px
style U_comp fill:#f9f,stroke:#333,stroke-width:3px
style U_scat fill:#ff9,stroke:#333,stroke-width:3px
Arrow Meanings of Key Constraints
| Arrow | Constraint Meaning |
|---|---|
| Light cone causal structure must equal abstract causal partial order | |
| Scattering time and modular time affinely equivalent | |
| Scattering time and geometric time affinely equivalent | |
| Generalized entropy extremum derives Einstein equation | |
| GNS construction: Algebra + State Modular operator | |
| Multi-observer local causal networks glue into global partial order | |
| Inverse limit of all components |
Summary of This Article
This article gave complete strict definition of tenfold structure of universe:
Review of Ten Components
| Component | Core Content | Key Formula/Property |
|---|---|---|
| Events and Causality | , no closed causal chains | |
| Spacetime Geometry | , globally hyperbolic, light cone = causality | |
| Measure Probability | , random events | |
| Quantum Field Theory | , Haag-Kastler axioms | |
| Scattering Spectrum | , Unified Scale Master Formula | |
| Modular Flow Thermal Time | , Tomita-Takesaki theory | |
| Generalized Entropy Gravity | , IGVP | |
| Observer Network | , causal consensus | |
| Categorical Structure | , Terminal Object | |
| Computational Realizability | , encodability |
Three Core Constraints
- Unified Time Scale:
- IGVP:
- Terminal Object Property:
Next Article Preview
Article 02 will delve into details of first three components—Events, Geometry, Measure—including:
- Construction of causal diamonds
- Conditions of global hyperbolicity
- Properties of statistical time series
Ready to enter technical details!
Note: This article is Section 01 of Chapter 15 of GLS unified theory tutorial. Prerequisites see Chapters 1-14. Next section will detail first three components.
Key Terms English-Chinese Glossary:
- Partial Order 偏序
- Globally Hyperbolic 全局双曲
- Gelfand-Naimark-Segal Construction GNS构造
- Modular Flow 模流
- Terminal Object 终对象