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05. Detailed Explanation of Initial State Parameters: Universe’s Factory Settings

Introduction: Quantum State at Big Bang Moment

In previous articles, we established:

  • Article 03: Universe’s spatial structure (stage)
  • Article 04: Universe’s evolution rules (script)

But still missing a key element: Starting point.

Core Questions:

  • What quantum state is universe in at (big bang moment)?
  • How to encode this initial state with finite bit string?
  • How does initial state affect entire universe history?

Answer lies in initial state parameter .

Continuing our building/factory analogy:

Already Have:

  • : Factory blueprint (how many machines, how to layout)
  • : Production process (how to operate machines)

Missing:

  • : Machines’ initial state (switch positions, temperature, inventory…)

Why Important?

Imagine two identical coffee machines (same and ):

  • Machine A: Bean hopper full, water tank full, preheated → Coffee immediately
  • Machine B: Bean hopper empty, water tank empty, not preheated → Need preparation

Same structure and rules, different initial states → Different evolution histories!

Universe is similar:

Coffee Machine AnalogyUniverse QCAMathematical Object
Machine factory settingsInitial state parameter Parameter bit string
Switches/temperature/inventoryInitial quantum state State functional
Setup manualState preparation circuit Unitary operator
Reference state (all off)Reference product state Simple product state
Factory setup processFrom to Finite depth circuit

This article will explain in detail how to encode entire universe’s initial quantum state with about 500 bits.

Part I: Physical Meaning of Initial State

Initial Condition Problem in Cosmology

Classical Cosmology (Friedmann-Lemaître-Robertson-Walker model):

Initial conditions need to specify:

  • Initial matter density
  • Initial Hubble constant
  • Initial curvature
  • Initial temperature
  • Initial fluctuation spectrum

Problem: These are all real numbers, need infinite precision → Infinite information!

Quantum Cosmology (Hartle-Hawking, Vilenkin, etc.):

Attempts to derive initial state from “no-boundary” or “tunneling” principles, but still needs:

  • Wave function (functional on superspace)
  • Continuous, infinite-dimensional → Still needs infinite information

QCA Framework Solution:

Initial state is a state in finite-dimensional Hilbert space:

Dimension:

Although dimension huge, but finite!

Three Formulations of Initial State

Formulation 1 (Quantum State Vector):

A normalized quantum state.

Formulation 2 (Density Matrix):

Density operator of pure state.

Formulation 3 (State Functional):

Positive normalized functional on quasi-local algebra.

Three Equivalent (for pure states). This article mainly uses Formulations 1 and 3.

Initial State Determines Universe History

Given initial state and evolution , entire universe history uniquely determined:

That is:

Physical Meaning:

  • : “Frame zero” (big bang moment)
  • : “Frame-by-frame evolution rule” (from )
  • : “Frame ” (time )

Popular Analogy:

  • Initial state = First frame of movie
  • Evolution rule = How each frame transforms to next
  • Entire movie = Generated frame by frame from first frame

Philosophical Implication: Universe history is deterministic (under unitary evolution):

Part II: Reference Product State

Simplest State: Vacuum State

How much information needed to directly encode an arbitrary quantum state ?

Naive Counting:

  • , where
  • Quantum state:
  • Coefficients , satisfy
  • Degrees of freedom: real numbers (excluding normalization and global phase)

Information Content (if each real number needs bit precision):

This is double exponential! Far exceeds !

Solution: Don’t directly encode state vector, but generate from simple state.

Definition of Reference Product State

Definition 5.1 (Reference Product State):

Choose a fixed “vacuum state” for each cell, define:

Properties:

  1. Product state: No entanglement
  2. Translation-invariant: Same at each lattice point
  3. Simple: Completely determined by

Example 1 (Spin Chain):

If , basis :

Then:

(All spins down)

Example 2 (Fermion QCA):

If contains fermion annihilation/creation operators :

(Fermion vacuum state, no particles)

Encoding Overhead:

Reference product state completely determined by , and already specified in (as part of Hilbert space).

Therefore: No additional encoding needed!

Physical Interpretation

Universe’s “Absolute Zero”:

similar to physics’ “ground state” or “vacuum state”:

  • No particles
  • No entanglement
  • No excitations
  • Zero entropy (pure state)

Popular Analogy:

  • Reference product state = Blank white paper fresh from factory
  • Initial state = Picture drawn on white paper
  • State preparation circuit = “Drawing process” from white paper to picture

Part III: State Preparation Circuit

Generating Initial State from Reference State

Core Idea: Use finite depth unitary circuit to generate from .

Definition 5.2 (State Preparation Circuit):

Exists finite depth unitary operator , composed of gates from gate set :

such that:

Structure (completely similar to Article 04 dynamical circuit):

  • Depth:
  • Each layer : Parallel combination of several local gates
  • Gate parameters: Discrete angles

Difference:

  • Dynamical circuit : Defines time evolution (applied repeatedly)
  • State preparation circuit : Generates initial state (applied only once)

Popular Analogy:

  • : Factory production process (repeated daily)
  • : Machine installation and debugging process (done only once)

Circuit Depth and Entanglement Structure

Consequence of Finite Depth (Lieb-Robinson bound):

If circuit depth is , Lieb-Robinson velocity is , then:

Theorem 5.3 (Entanglement Range Limitation):

Mutual information of two regions at distance satisfies:

(exponential decay)

Physical Meaning:

  • Short depth circuit Short-range entangled state
  • Long-range entanglement needs depth Parameter explosion

Cosmological Application:

Observations show cosmic microwave background (CMB) has finite correlation length:

  • Sound horizon: light years
  • Observable universe: light years
  • Ratio:

Corollary: Initial entanglement is local, depth sufficient.

Examples of State Preparation Circuits

Example 1 (Hadamard Layer):

For spin chain, apply Hadamard gate:

where .

Initial State:

(Equal-weight superposition of all spin configurations)

Properties:

  • Maximum entanglement (in some sense)
  • Depth (extremely shallow)
  • Entropy (maximum entropy)

Example 2 (GHZ State Generation):

Generate GHZ state for 3 lattice points:

Circuit (depth 3):

  1. Apply Hadamard to 1st lattice point:
  2. CNOT gates: 1 controls 2, 2 controls 3
  3. Result:

Example 3 (Thermal State Approximation):

Construct “thermalized” state through random local unitaries:

where are random rotations, angles sampled from distribution (discretized).

Depth: can achieve near-thermal state.

Part IV: Encoding of

Encoding Structure

Similar to (Article 04), encodes state preparation circuit :

Components:

  1. Depth
  2. Gate type per layer
  3. Action region
  4. Angle parameters

Bit Count

Translation-Invariant Case (typical):

  • (short-range entanglement sufficient)
  • Gate type: bits/layer
  • Action region: 1 bit/layer (odd/even)
  • Angle parameters: bits/layer (2 angles, precision 50)

Total:

Key Observation:

Initial state parameter information negligible!

Part V: Symmetry Constraints on Initial State

Translation-Invariant Initial State

Simplest symmetry: Translation invariance.

Definition 5.4 (Translation-Invariant Initial State):

Apply same local unitary to each lattice point.

Example:

Applied to all lattice points:

Encoding Overhead:

  • Only need to encode (independent of !)
  • Example: Single rotation gate + 1 angle parameter = ~50 bits

Information Compression:

  • Without symmetry: bits
  • Translation-invariant: bits
  • Compression ratio: (astronomical number!)

Ground State and Thermal State

Ground State Initial State:

If initial state is ground state of some effective Hamiltonian :

Encoding:

  • Only need to encode (usually implicit in )
  • Additional information: bits (if agree “initial state = ground state”)

Thermal State Initial State (density matrix):

Encoding:

  • Hamiltonian (already in )
  • Temperature (needs discretization, ~50 bits)

Total: bits

Symmetry Breaking and Phase Transitions

Spontaneous Symmetry Breaking:

If theory has symmetry, but initial state breaks symmetry:

Example (Ferromagnetic State):

  • Hamiltonian: ( symmetric)
  • Ground state: Two degenerate states and
  • Initial state: Choose one (breaks symmetry)

Encoding:

  • Hamiltonian (symmetric): In
  • Which ground state chosen: 1 bit ( or )

Cosmological Application (Inflation and Vacuum Selection):

  • After inflation, universe may fall into different “vacua”
  • Each vacuum corresponds to different physical constants
  • encodes “which vacuum chosen”

Part VI: Initial Entropy and Information

von Neumann Entropy of Initial State

Definition 5.5 (von Neumann Entropy):

For pure state:

(pure state entropy zero)

For mixed state:

Physical Meaning:

  • Pure state: Completely determined quantum state, no classical uncertainty
  • Mixed state: Partial uncertainty (thermal fluctuations, coarse-graining, etc.)

Initial Entropy and Universe Evolution

Theorem 5.6 (Unitary Evolution Preserves Entropy):

If evolution is unitary ( realized by unitary operator), then:

Corollary:

  • If is pure state (), then always pure state ()
  • Unitary evolution does not increase entropy

Question: Why does universe have second law of thermodynamics (entropy increase)?

Answer:

  • Global quantum state: Pure state, entropy=0 (conserved)
  • Local subsystems: Entanglement causes reduced states to be mixed, entropy>0
  • Entanglement entropy growth = Apparent “thermodynamic entropy increase”

Popular Analogy:

  • Two dice: Initially both in determined state (e.g., both 6)
  • Operation: Entangle two dice (quantum gate)
  • Look at single die: Becomes mixed state (seems random)
  • But look at both together: Still pure state (completely determined entangled state)

Cosmological Application:

  • Initial state: Extremely low entropy (near pure state)
  • Evolution: Produces large entanglement
  • What local observers see: Entropy increase (but global still pure state)

Initial State Complexity

Definition 5.7 (State Complexity):

Minimum circuit depth needed to generate state :

Properties:

  • Simple states (e.g., product states):
  • Highly entangled states (e.g., random states):

Finite Information Constraint:

Since , complexity cannot be too high:

Numerical Example:

  • bits
  • Each gate encoding bits
  • Maximum complexity: layers

(Although still astronomical number, but much larger than )

Part VII: QCA Version of Hartle-Hawking No-Boundary State

Classical Hartle-Hawking Proposal

Quantum Cosmology (Hartle-Hawking, 1983):

Universe wave function defined by path integral:

where integral over “no-boundary” compact four-geometries.

Physical Meaning:

  • Universe “spontaneously emerges”, no initial singularity needed
  • Time becomes “imaginary time” in very early universe (Euclidean geometry)
  • Similar: Quantum tunneling

Problems:

  • Path integral diverges on continuous geometries
  • Need to introduce cutoff or regularization
  • Wave function defined on infinite-dimensional superspace

QCA Version: Minimum Depth Principle

In QCA framework, can similarly define:

QCA No-Boundary Principle:

Initial state chosen by following condition:

where is depth of circuit .

Physical Meaning:

  • Universe chooses “simplest” (minimum depth) initial state compatible with symmetries
  • Similar: Principle of least action
  • “Occam’s razor”: Simplest explanation without additional assumptions

Example (Translation-Invariant + Low Energy):

Constraints:

  1. Translation invariance
  2. Energy below threshold

Result:

  • Unique solution (in symmetry class): Ground state
  • Depth: (if ground state = reference state) or

Connection with IGVP:

In GLS theory, IGVP (Information Geometric Variational Principle) derives Einstein’s equations from entropy variation. Similarly:

Conjecture (not strictly proven):

  • Minimum complexity Maximum symmetry
  • Maximum symmetry Near-uniform initial state of inflationary universe
  • This perhaps explains why universe’s initial state so “special” (low entropy)

Part VIII: Measurement and Observation of Initial State Parameters

How Do We Know Initial State?

Question: We are at moment (universe age), how to infer initial state at ?

Answer: Reverse inference from current observations.

Cosmic Microwave Background (CMB):

  • Observation: Temperature fluctuations (anisotropy)
  • Power spectrum: as function of
  • Inference: Initial density fluctuation spectrum

Inflation Theory Predictions:

  • Near scale-invariant spectrum: ,
  • Gaussian distribution (minimal non-Gaussianity)
  • Adiabatic fluctuations (not isocurvature)

QCA Language Translation:

  • Near scale-invariant Initial state approximately translation-invariant in momentum space
  • Gaussian Simple entanglement structure (near product state)
  • Adiabatic Some symmetry (e.g., supersymmetry in early universe)

“Archaeology” of Initial State Parameters

Analogy: Archaeologists infer ancient civilizations from relics.

ArchaeologyCosmology
Relics (pottery, buildings)CMB, large-scale structure
Stratigraphic ageRedshift
Infer ancient lifeInfer initial state
Archaeological reportParameter

Current Measurement Precision:

  • CMB temperature fluctuations: K (Planck satellite)
  • Large-scale structure: Galaxy surveys (SDSS, DES, LSST)
  • Primordial gravitational waves: Not yet detected (target: )

Constraints on :

  • Spectral index : Constrains certain angle parameters
  • Tensor-to-scalar ratio : Constrains shape of inflation potential
  • Non-Gaussianity : Constrains nonlinear interactions

Future Prospects:

  • 21cm hydrogen line observations (“cosmic dawn”)
  • Primordial black hole detection
  • Quantum gravity effects (possibly at very small scales)

Summary of Core Points of This Article

Definition of Initial State Parameters

Generate Initial State:

Reference Product State

Properties: No entanglement, translation-invariant, simple.

Bit Count

ComponentTypical ValueBit Count
Depth 53
Gate type/layer4
Action region/layerTranslation-invariant1
Angle parameters/layer2 angles, 100
Total~530

Consequences of Finite Depth

Lieb-Robinson Constraint:

Physical Meaning: Short-range entangled state, depth sufficient.

Symmetry Compression

Translation-Invariant:

  • Encoding overhead: (independent of )
  • Compression ratio:

Initial State and Evolution

Complete Universe History:

Core Insights

  1. Initial state parameters tiny:
  2. Symmetry necessary: Translation-invariance → Information from reduced to
  3. Short-range entanglement: Finite depth → Long-range entanglement impossible
  4. Initial state inferable: CMB and other observations → Constrain
  5. No-boundary principle: Minimum complexity → Naturally selects simple initial state

Key Terminology

  • Reference Product State:
  • State Preparation Circuit:
  • Short-Range Entanglement: Entanglement range limitation due to finite depth
  • State Complexity:
  • Hartle-Hawking No-Boundary State: QCA version of minimum depth principle

Next Article Preview: 06. Information-Entropy Inequality: Ultimate Constraint on Universe Scale

  • Detailed derivation of finite information inequality
  • Trade-off relation between number of cells and local dimension
  • Information budget allocation of observable universe
  • Why symmetry, locality, finite precision are necessary
  • Limitations of information constraints on physical theories