05. Detailed Explanation of Initial State Parameters: Universe’s Factory Settings
Introduction: Quantum State at Big Bang Moment
In previous articles, we established:
- Article 03: Universe’s spatial structure (stage)
- Article 04: Universe’s evolution rules (script)
But still missing a key element: Starting point.
Core Questions:
- What quantum state is universe in at (big bang moment)?
- How to encode this initial state with finite bit string?
- How does initial state affect entire universe history?
Answer lies in initial state parameter .
Popular Analogy: Factory’s Factory Settings
Continuing our building/factory analogy:
Already Have:
- : Factory blueprint (how many machines, how to layout)
- : Production process (how to operate machines)
Missing:
- : Machines’ initial state (switch positions, temperature, inventory…)
Why Important?
Imagine two identical coffee machines (same and ):
- Machine A: Bean hopper full, water tank full, preheated → Coffee immediately
- Machine B: Bean hopper empty, water tank empty, not preheated → Need preparation
Same structure and rules, different initial states → Different evolution histories!
Universe is similar:
| Coffee Machine Analogy | Universe QCA | Mathematical Object |
|---|---|---|
| Machine factory settings | Initial state parameter | Parameter bit string |
| Switches/temperature/inventory | Initial quantum state | State functional |
| Setup manual | State preparation circuit | Unitary operator |
| Reference state (all off) | Reference product state | Simple product state |
| Factory setup process | From to | Finite depth circuit |
This article will explain in detail how to encode entire universe’s initial quantum state with about 500 bits.
Part I: Physical Meaning of Initial State
Initial Condition Problem in Cosmology
Classical Cosmology (Friedmann-Lemaître-Robertson-Walker model):
Initial conditions need to specify:
- Initial matter density
- Initial Hubble constant
- Initial curvature
- Initial temperature
- Initial fluctuation spectrum
- …
Problem: These are all real numbers, need infinite precision → Infinite information!
Quantum Cosmology (Hartle-Hawking, Vilenkin, etc.):
Attempts to derive initial state from “no-boundary” or “tunneling” principles, but still needs:
- Wave function (functional on superspace)
- Continuous, infinite-dimensional → Still needs infinite information
QCA Framework Solution:
Initial state is a state in finite-dimensional Hilbert space:
Dimension:
Although dimension huge, but finite!
Three Formulations of Initial State
Formulation 1 (Quantum State Vector):
A normalized quantum state.
Formulation 2 (Density Matrix):
Density operator of pure state.
Formulation 3 (State Functional):
Positive normalized functional on quasi-local algebra.
Three Equivalent (for pure states). This article mainly uses Formulations 1 and 3.
Initial State Determines Universe History
Given initial state and evolution , entire universe history uniquely determined:
That is:
Physical Meaning:
- : “Frame zero” (big bang moment)
- : “Frame-by-frame evolution rule” (from )
- : “Frame ” (time )
Popular Analogy:
- Initial state = First frame of movie
- Evolution rule = How each frame transforms to next
- Entire movie = Generated frame by frame from first frame
Philosophical Implication: Universe history is deterministic (under unitary evolution):
Part II: Reference Product State
Simplest State: Vacuum State
How much information needed to directly encode an arbitrary quantum state ?
Naive Counting:
- , where
- Quantum state:
- Coefficients , satisfy
- Degrees of freedom: real numbers (excluding normalization and global phase)
Information Content (if each real number needs bit precision):
This is double exponential! Far exceeds !
Solution: Don’t directly encode state vector, but generate from simple state.
Definition of Reference Product State
Definition 5.1 (Reference Product State):
Choose a fixed “vacuum state” for each cell, define:
Properties:
- Product state: No entanglement
- Translation-invariant: Same at each lattice point
- Simple: Completely determined by
Example 1 (Spin Chain):
If , basis :
Then:
(All spins down)
Example 2 (Fermion QCA):
If contains fermion annihilation/creation operators :
(Fermion vacuum state, no particles)
Encoding Overhead:
Reference product state completely determined by , and already specified in (as part of Hilbert space).
Therefore: No additional encoding needed!
Physical Interpretation
Universe’s “Absolute Zero”:
similar to physics’ “ground state” or “vacuum state”:
- No particles
- No entanglement
- No excitations
- Zero entropy (pure state)
Popular Analogy:
- Reference product state = Blank white paper fresh from factory
- Initial state = Picture drawn on white paper
- State preparation circuit = “Drawing process” from white paper to picture
Part III: State Preparation Circuit
Generating Initial State from Reference State
Core Idea: Use finite depth unitary circuit to generate from .
Definition 5.2 (State Preparation Circuit):
Exists finite depth unitary operator , composed of gates from gate set :
such that:
Structure (completely similar to Article 04 dynamical circuit):
- Depth:
- Each layer : Parallel combination of several local gates
- Gate parameters: Discrete angles
Difference:
- Dynamical circuit : Defines time evolution (applied repeatedly)
- State preparation circuit : Generates initial state (applied only once)
Popular Analogy:
- : Factory production process (repeated daily)
- : Machine installation and debugging process (done only once)
Circuit Depth and Entanglement Structure
Consequence of Finite Depth (Lieb-Robinson bound):
If circuit depth is , Lieb-Robinson velocity is , then:
Theorem 5.3 (Entanglement Range Limitation):
Mutual information of two regions at distance satisfies:
(exponential decay)
Physical Meaning:
- Short depth circuit Short-range entangled state
- Long-range entanglement needs depth Parameter explosion
Cosmological Application:
Observations show cosmic microwave background (CMB) has finite correlation length:
- Sound horizon: light years
- Observable universe: light years
- Ratio:
Corollary: Initial entanglement is local, depth sufficient.
Examples of State Preparation Circuits
Example 1 (Hadamard Layer):
For spin chain, apply Hadamard gate:
where .
Initial State:
(Equal-weight superposition of all spin configurations)
Properties:
- Maximum entanglement (in some sense)
- Depth (extremely shallow)
- Entropy (maximum entropy)
Example 2 (GHZ State Generation):
Generate GHZ state for 3 lattice points:
Circuit (depth 3):
- Apply Hadamard to 1st lattice point:
- CNOT gates: 1 controls 2, 2 controls 3
- Result:
Example 3 (Thermal State Approximation):
Construct “thermalized” state through random local unitaries:
where are random rotations, angles sampled from distribution (discretized).
Depth: can achieve near-thermal state.
Part IV: Encoding of
Encoding Structure
Similar to (Article 04), encodes state preparation circuit :
Components:
- Depth
- Gate type per layer
- Action region
- Angle parameters
Bit Count
Translation-Invariant Case (typical):
- (short-range entanglement sufficient)
- Gate type: bits/layer
- Action region: 1 bit/layer (odd/even)
- Angle parameters: bits/layer (2 angles, precision 50)
Total:
Key Observation:
Initial state parameter information negligible!
Part V: Symmetry Constraints on Initial State
Translation-Invariant Initial State
Simplest symmetry: Translation invariance.
Definition 5.4 (Translation-Invariant Initial State):
Apply same local unitary to each lattice point.
Example:
Applied to all lattice points:
Encoding Overhead:
- Only need to encode (independent of !)
- Example: Single rotation gate + 1 angle parameter = ~50 bits
Information Compression:
- Without symmetry: bits
- Translation-invariant: bits
- Compression ratio: (astronomical number!)
Ground State and Thermal State
Ground State Initial State:
If initial state is ground state of some effective Hamiltonian :
Encoding:
- Only need to encode (usually implicit in )
- Additional information: bits (if agree “initial state = ground state”)
Thermal State Initial State (density matrix):
Encoding:
- Hamiltonian (already in )
- Temperature (needs discretization, ~50 bits)
Total: bits
Symmetry Breaking and Phase Transitions
Spontaneous Symmetry Breaking:
If theory has symmetry, but initial state breaks symmetry:
Example (Ferromagnetic State):
- Hamiltonian: ( symmetric)
- Ground state: Two degenerate states and
- Initial state: Choose one (breaks symmetry)
Encoding:
- Hamiltonian (symmetric): In
- Which ground state chosen: 1 bit ( or )
Cosmological Application (Inflation and Vacuum Selection):
- After inflation, universe may fall into different “vacua”
- Each vacuum corresponds to different physical constants
- encodes “which vacuum chosen”
Part VI: Initial Entropy and Information
von Neumann Entropy of Initial State
Definition 5.5 (von Neumann Entropy):
For pure state:
(pure state entropy zero)
For mixed state:
Physical Meaning:
- Pure state: Completely determined quantum state, no classical uncertainty
- Mixed state: Partial uncertainty (thermal fluctuations, coarse-graining, etc.)
Initial Entropy and Universe Evolution
Theorem 5.6 (Unitary Evolution Preserves Entropy):
If evolution is unitary ( realized by unitary operator), then:
Corollary:
- If is pure state (), then always pure state ()
- Unitary evolution does not increase entropy
Question: Why does universe have second law of thermodynamics (entropy increase)?
Answer:
- Global quantum state: Pure state, entropy=0 (conserved)
- Local subsystems: Entanglement causes reduced states to be mixed, entropy>0
- Entanglement entropy growth = Apparent “thermodynamic entropy increase”
Popular Analogy:
- Two dice: Initially both in determined state (e.g., both 6)
- Operation: Entangle two dice (quantum gate)
- Look at single die: Becomes mixed state (seems random)
- But look at both together: Still pure state (completely determined entangled state)
Cosmological Application:
- Initial state: Extremely low entropy (near pure state)
- Evolution: Produces large entanglement
- What local observers see: Entropy increase (but global still pure state)
Initial State Complexity
Definition 5.7 (State Complexity):
Minimum circuit depth needed to generate state :
Properties:
- Simple states (e.g., product states):
- Highly entangled states (e.g., random states):
Finite Information Constraint:
Since , complexity cannot be too high:
Numerical Example:
- bits
- Each gate encoding bits
- Maximum complexity: layers
(Although still astronomical number, but much larger than )
Part VII: QCA Version of Hartle-Hawking No-Boundary State
Classical Hartle-Hawking Proposal
Quantum Cosmology (Hartle-Hawking, 1983):
Universe wave function defined by path integral:
where integral over “no-boundary” compact four-geometries.
Physical Meaning:
- Universe “spontaneously emerges”, no initial singularity needed
- Time becomes “imaginary time” in very early universe (Euclidean geometry)
- Similar: Quantum tunneling
Problems:
- Path integral diverges on continuous geometries
- Need to introduce cutoff or regularization
- Wave function defined on infinite-dimensional superspace
QCA Version: Minimum Depth Principle
In QCA framework, can similarly define:
QCA No-Boundary Principle:
Initial state chosen by following condition:
where is depth of circuit .
Physical Meaning:
- Universe chooses “simplest” (minimum depth) initial state compatible with symmetries
- Similar: Principle of least action
- “Occam’s razor”: Simplest explanation without additional assumptions
Example (Translation-Invariant + Low Energy):
Constraints:
- Translation invariance
- Energy below threshold
Result:
- Unique solution (in symmetry class): Ground state
- Depth: (if ground state = reference state) or
Connection with IGVP:
In GLS theory, IGVP (Information Geometric Variational Principle) derives Einstein’s equations from entropy variation. Similarly:
Conjecture (not strictly proven):
- Minimum complexity Maximum symmetry
- Maximum symmetry Near-uniform initial state of inflationary universe
- This perhaps explains why universe’s initial state so “special” (low entropy)
Part VIII: Measurement and Observation of Initial State Parameters
How Do We Know Initial State?
Question: We are at moment (universe age), how to infer initial state at ?
Answer: Reverse inference from current observations.
Cosmic Microwave Background (CMB):
- Observation: Temperature fluctuations (anisotropy)
- Power spectrum: as function of
- Inference: Initial density fluctuation spectrum
Inflation Theory Predictions:
- Near scale-invariant spectrum: ,
- Gaussian distribution (minimal non-Gaussianity)
- Adiabatic fluctuations (not isocurvature)
QCA Language Translation:
- Near scale-invariant Initial state approximately translation-invariant in momentum space
- Gaussian Simple entanglement structure (near product state)
- Adiabatic Some symmetry (e.g., supersymmetry in early universe)
“Archaeology” of Initial State Parameters
Analogy: Archaeologists infer ancient civilizations from relics.
| Archaeology | Cosmology |
|---|---|
| Relics (pottery, buildings) | CMB, large-scale structure |
| Stratigraphic age | Redshift |
| Infer ancient life | Infer initial state |
| Archaeological report | Parameter |
Current Measurement Precision:
- CMB temperature fluctuations: K (Planck satellite)
- Large-scale structure: Galaxy surveys (SDSS, DES, LSST)
- Primordial gravitational waves: Not yet detected (target: )
Constraints on :
- Spectral index : Constrains certain angle parameters
- Tensor-to-scalar ratio : Constrains shape of inflation potential
- Non-Gaussianity : Constrains nonlinear interactions
Future Prospects:
- 21cm hydrogen line observations (“cosmic dawn”)
- Primordial black hole detection
- Quantum gravity effects (possibly at very small scales)
Summary of Core Points of This Article
Definition of Initial State Parameters
Generate Initial State:
Reference Product State
Properties: No entanglement, translation-invariant, simple.
Bit Count
| Component | Typical Value | Bit Count |
|---|---|---|
| Depth | 5 | 3 |
| Gate type/layer | 4 | |
| Action region/layer | Translation-invariant | 1 |
| Angle parameters/layer | 2 angles, | 100 |
| Total | ~530 |
Consequences of Finite Depth
Lieb-Robinson Constraint:
Physical Meaning: Short-range entangled state, depth sufficient.
Symmetry Compression
Translation-Invariant:
- Encoding overhead: (independent of )
- Compression ratio:
Initial State and Evolution
Complete Universe History:
Core Insights
- Initial state parameters tiny:
- Symmetry necessary: Translation-invariance → Information from reduced to
- Short-range entanglement: Finite depth → Long-range entanglement impossible
- Initial state inferable: CMB and other observations → Constrain
- No-boundary principle: Minimum complexity → Naturally selects simple initial state
Key Terminology
- Reference Product State:
- State Preparation Circuit:
- Short-Range Entanglement: Entanglement range limitation due to finite depth
- State Complexity:
- Hartle-Hawking No-Boundary State: QCA version of minimum depth principle
Next Article Preview: 06. Information-Entropy Inequality: Ultimate Constraint on Universe Scale
- Detailed derivation of finite information inequality
- Trade-off relation between number of cells and local dimension
- Information budget allocation of observable universe
- Why symmetry, locality, finite precision are necessary
- Limitations of information constraints on physical theories