Chapter 3: Markov Splicing and Information Recovery
Source Theory: euler-gls-extend/null-modular-double-cover-causal-diamond-chain.md, §3.2-3.4
Introduction
In the previous chapter, we established the Null-Modular double cover structure of causal diamond chains. Now we face a key question: How to “splice” multiple adjacent causal diamonds into larger composite regions?
This is not simple geometric puzzle-solving, but involves profound information-theoretic principles. This chapter will demonstrate:
- Markov Splicing: Under specific conditions, modular Hamiltonians of adjacent regions can be losslessly spliced through inclusion-exclusion principle
- Inclusion-Exclusion Identity: Addition rules for modular Hamiltonians
- Information Recovery: Reconstructing complete states from partial information through Petz maps
- Non-Totally-Ordered Gap: Quantitative characterization of information loss when ideal conditions are violated
Everyday Analogy: Imagine splicing three audio segments: A→B→C. If segment B contains all correlation information between A and C, then you can losslessly splice A-B-C. But if there exists “hidden correlation” between A and C that segment B lacks, splicing will produce an information gap.
1. Inclusion-Exclusion Identity: Addition and Subtraction of Modular Hamiltonians
1.1 Inclusion-Exclusion of Monotonic Half-Spaces
Consider multiple half-space regions on the same null hyperplane (e.g., ), where are transversely dependent threshold functions.
Theorem B (Inclusion-Exclusion Identity):
Proof Core: Pointwise geometric identity
Multiplying by second-order response kernel and integrating gives the quadratic form inclusion-exclusion.
Mermaid Diagram: Inclusion-Exclusion Principle
graph TD
A["Region Union<br/>"] --> B["Single Region Contributions<br/>"]
B --> C["Double Intersection Corrections<br/>"]
C --> D["Triple Intersection Correction<br/>"]
D --> E["Complete Modular Hamiltonian<br/>"]
style A fill:#e1f5ff
style B fill:#fff4e1
style C fill:#ffe1f5
style D fill:#f5e1ff
style E fill:#e1ffe1
Everyday Analogy: Area of three circles: . Modular Hamiltonian inclusion-exclusion follows exactly the same logic!
1.2 Distributed Regularization and Closure
Technical Point: Indicator function is not smooth, needs smoothing:
where is a standard smoothing kernel. Define smoothed version of positive part function:
Strict Form of Inclusion-Exclusion Identity:
- Smoothing: Construct for each
- Inclusion-Exclusion: Prove inclusion-exclusion identity for smoothed version
- Limit: Let , exchange limit and integral using dominated convergence theorem
Proposition B (Closure): Let be the closed quadratic form of the union domain, with lower bound . Take any , define shifted graph norm:
If converges in shifted graph norm, then quadratic form values on both sides of inclusion-exclusion identity converge simultaneously.
Everyday Analogy: Shifted graph norm is like “weighted distance”: not only considers the length of the vector itself, but also its “energy” (quadratic form value). This guarantees mathematical stability of the limit process.
2. Markov Splicing: Perfect Splicing of Totally-Ordered Cuts
2.1 Three-Segment Markovianity
Consider three adjacent causal diamonds , , , with totally-ordered cuts on the same null hyperplane.
Theorem C (Markov Splicing):
Vacuum state satisfies the following two equivalent conditions:
(1) Conditional Mutual Information is Zero:
(2) Modular Hamiltonian Identity:
Physical Meaning:
- Conditional mutual information zero means: Given information about middle region , there is no additional correlation between left and right
- This is Markovianity: “screens” the correlation between and
Mermaid Diagram: Markov Splicing
graph LR
A["<br/>Left Region"] --> B["<br/>Middle Region<br/>(Information Barrier)"]
B --> C["<br/>Right Region"]
A -.->|"No Direct Correlation<br/>"| C
style A fill:#ffe1e1
style B fill:#e1f5ff
style C fill:#e1ffe1
Everyday Analogy: Three-person message relay game A→B→C:
- If B completely records A’s original words, information C obtains from B is exactly the same as directly from A
- At this point , B serves as “perfect intermediary”
- If B misses some content, then , an information gap appears
2.2 Combining Inclusion-Exclusion and Markovianity
Derivation: From inclusion-exclusion identity
Under totally-ordered cuts, intersections of adjacent regions degenerate:
- Boundary of shrinks to null set
- (not adjacent)
Combined with strong subadditivity (split property): boundary terms vanish.
Using relative entropy identity:
Connected to modular Hamiltonian through first-order variation (), finally obtaining Markov splicing.
2.3 Lower Semicontinuity of Relative Entropy
Proposition C.2: Relative entropy is lower semicontinuous in weak topology, and satisfies data processing inequality:
for any CPTP map .
Application: Given monotonic approximation , let be restriction channel to , then:
This guarantees that Markovianity can be stably transmitted from discrete approximation to continuous limit.
3. Non-Totally-Ordered Gap: Stratification Degree and Information Loss
3.1 Definition of Stratification Degree
When cuts are not totally ordered (e.g., cut orders differ at different transverse points ), Markovianity fails.
Definition (Stratification Degree): Let be threshold functions on layers respectively, define:
Physical Meaning:
- counts the number of inconsistent pairs of cut orders on layers and at transverse coordinate
- Totally ordered: (orders on two layers completely consistent)
- Non-totally ordered: (appearance of “crossing”)
Mermaid Diagram: Stratification Degree
graph TD
A["Totally-Ordered Cut<br/>κ=0"] --> A1["E+ Layer: V1 < V2 < V3<br/>E- Layer: V1 < V2 < V3"]
A1 --> A2["Two Layers Order Consistent"]
B["Non-Totally-Ordered Cut<br/>κ > 0"] --> B1["E+ Layer: V1 < V2 < V3<br/>E- Layer: V2 < V1 < V3"]
B1 --> B2["(V1,V2) Forms Inconsistent Pair"]
style A fill:#e1ffe1
style A1 fill:#f0fff0
style A2 fill:#e1f5e1
style B fill:#ffe1e1
style B1 fill:#fff0f0
style B2 fill:#ffe1f0
Everyday Analogy: Traffic flow on two parallel lanes:
- Totally ordered: Vehicle orders on two lanes completely consistent ()
- Non-totally ordered: Vehicle orders on two lanes differ (overtaking), counts number of “order-reversed” vehicle pairs
3.2 Markov Gap Line Density
Theorem C’ (Markov Gap for Non-Totally-Ordered):
Define Markov gap line density , satisfying:
and is monotone non-decreasing in .
Physical Meaning:
- characterizes local information leakage rate at spacetime point
- Integration gives total conditional mutual information
- Totally ordered: , then , (perfect Markov)
- Non-totally ordered: , then , (gap appears)
Lemma C.1 (Stratification Degree–Gap Comparison):
If are piecewise with finite crossing times, then there exists constant such that:
where , .
Quantitative Lower Bound: Combining with Fawzi-Renner inequality:
gives explicit lower bound estimate for the gap.
Everyday Analogy: Highway intersection (non-totally-ordered cut):
- More intersection points (larger )
- Higher traffic management difficulty (higher )
- Total traffic delay () proportional to intersection complexity
4. Petz Recovery Map: Information Reconstruction
4.1 Problem Setup
Quantum Recovery Problem:
- Initial state: (three-region composite state)
- Operation: Forget subsystem , obtain
- Question: Can we recover original from ?
Theorem D (Petz Recovery Map):
Denote , , . Define forget channel:
Its adjoint:
Take reference state (self-reference), Petz recovery map is defined as:
where inverse is taken as pseudo-inverse on .
Perfect Recovery Condition:
If and only if
Mermaid Diagram: Petz Recovery
graph LR
A["Initial State<br/>"] -->|"Forget "| B["Partial State<br/>"]
B -->|"Petz Recovery<br/>"| C["Recovered State<br/>"]
A -.->|"Perfect Recovery<br/>"| C
style A fill:#e1f5ff
style B fill:#fff4e1
style C fill:#e1ffe1
Everyday Analogy:
- Initial: You have complete video file ()
- Loss: Deleted audio track (forgot ), only picture remains ()
- Recovery: Petz map attempts to reconstruct audio from picture
- If picture contains subtitles and , can perfectly recover dialogue
- If picture lacks key information (), recovery is imperfect
4.2 Rotation Average and Stability
Technical Point: Unrotated Petz map may not satisfy fidelity inequality, needs rotation average.
Rotation-Averaged Petz Map satisfies:
Equivalently, fidelity lower bound:
Physical Meaning:
- Smaller conditional mutual information , higher recovery fidelity
- When , (perfect recovery)
- When , (lossy recovery)
Convention (Fidelity Definition): This text uses Uhlmann fidelity (unsquared):
Fawzi-Renner Inequality:
provides an operational lower bound for conditional mutual information.
4.3 Geometric Picture of Recovery Error
Intuitive Understanding:
Let state space be high-dimensional Hilbert space, then:
- Markov State Manifold: States satisfying form low-dimensional submanifold
- Non-Markov States: Deviate from this manifold, deviation measured by
- Petz Recovery: “Projects” back to Markov manifold
- Fidelity : Measures distance before and after projection
Everyday Analogy: GPS positioning error:
- Ideal GPS signals (Markov states): Three satellite signals satisfy
- Actual signals (with error): Signals have noise correlation,
- Positioning algorithm (Petz recovery): Attempts to recover information from
- Positioning accuracy (fidelity ): Depends on signal noise level
5. Half-Sided Modular Inclusion: Skeleton of Algebraic Advancement
5.1 Definition of HSMI
Half-Sided Modular Inclusion (HSMI) is a core concept in algebraic quantum field theory.
Definition: Let be inclusion relation of two von Neumann algebras, vacuum state be cyclic separating vector. This inclusion is called right HSMI if there exists positive energy one-parameter semigroup satisfying:
-
Covariance:
-
Modular Flow Relation:
where is Tomita-Takesaki modular operator.
Theorem E (HSMI Advancement):
If is right HSMI, then there exists positive energy one-parameter semigroup covariant with , intrinsically advancing to .
Physical Meaning:
- HSMI provides algebraic progressive structure of causal diamond chains
- Modular flow geometrizes along chain as Lorentz boost (Bisognano-Wichmann property)
- Positive energy condition guarantees causal structure of quantum field theory
Mermaid Diagram: HSMI Advancement
graph LR
A["<br/>Small Algebra"] -->|"Inclusion"| B["<br/>Large Algebra"]
A1["Modular Flow<br/>"] -.->|"Covariant"| A
B1["Modular Flow<br/>"] -.->|"Covariant"| B
A1 -->|"Advancement Semigroup<br/>"| B1
style A fill:#e1f5ff
style B fill:#e1ffe1
style A1 fill:#fff4e1
style B1 fill:#f5e1ff
Everyday Analogy: “Recursive computation” of quantum information:
- : Currently known set of observables
- : Extended set of observables
- HSMI: Guarantees extension process preserves algebraic structure
- Modular flow : “Time evolution” rules for observables
- Advancement semigroup : “Evolution operator” from small set to large set
5.2 Wiesbrock-Borchers Structure Theorem
Wiesbrock-Borchers Theorem: HSMI is equivalent to existence of one-parameter unitary group satisfying:
-
Borchers Commutation Relations:
-
Positive Energy Condition:
-
Advancement Property:
Application: In causal diamond chains, HSMI guarantees algebraic consistency of chain advancement:
- Inclusion-exclusion identity (geometric level)
- Modular Hamiltonian splicing (physical level)
- Algebraic inclusion relations (operator level)
The three are fully compatible.
6. Applications: QNEC Chain Strengthening and Entanglement Wedge Splicing
6.1 QNEC Chain Strengthening
Quantum Null Energy Condition (QNEC):
Near vacuum state, QNEC saturates:
Chain Strengthening: Combining inclusion-exclusion identity with QNEC, obtain inclusion-exclusion lower bound for joint region energy-entropy variation:
When totally ordered, this lower bound takes equality, equivalent to Markov saturation.
6.2 Entanglement Wedge Splicing and Corner Charge
Holographic Duality (AdS/CFT): Boundary inclusion-exclusion/Markov corresponds in bulk to:
- Normal modular flow splicing of extremal surfaces
- Additivity of corner charges
JLMS Equality (Jafferis-Lewkowycz-Maldacena-Suh):
where is the Entanglement Wedge.
Splicing Consistency: Under weak feedback and smooth corner conditions, boundary inclusion-exclusion–Markov lifts to bulk modular flow splicing, maintaining ledger consistency.
Everyday Analogy: Correspondence between map and terrain:
- Boundary inclusion-exclusion: Splicing of regions on map
- Bulk modular flow: “Evolution rules” of terrain
- JLMS equality: Map area terrain entropy
- Splicing consistency: Map splicing rules compatible with terrain evolution rules
7. Numerical Verification and Experimental Schemes
7.1 Inclusion-Exclusion Verification
Two-Dimensional CFT Three-Block Chain: Take three causal diamonds , numerically evaluate:
Expected Results:
- Totally-ordered cuts: (within numerical error)
- Non-totally-ordered cuts: , proportional to
Code Framework (conceptual):
Input: Boundary parameters V1, V2, V3 of three regions
Output: Inclusion-exclusion error ε_excl
1. Compute single-region modular Hamiltonians: K1, K2, K3
2. Compute union modular Hamiltonians: K12, K23, K123
3. Compute inclusion-exclusion error: ε_excl = |K12 + K23 - K2 - K123|
4. Plot error bars
7.2 Markov Splicing Verification
Conditional Mutual Information Measurement:
Expected Results:
- Totally ordered:
- Non-totally ordered: , satisfying
Consistency with Inclusion-Exclusion: Through first-order variation relation , verify:
7.3 Petz Recovery Fidelity
Operational Steps:
- Prepare initial state (three-region vacuum)
- Forget , obtain
- Apply Petz recovery , obtain
- Compute fidelity
Expected Results:
- Totally ordered ():
- Non-totally ordered ():
8. Chapter Summary
This chapter established Markov splicing theory for causal diamond chains, core results include:
8.1 Core Formulas
Inclusion-Exclusion Identity:
Markov Splicing:
Non-Totally-Ordered Gap:
Petz Recovery Fidelity:
8.2 Physical Picture
Mermaid Summary Diagram
graph TD
A["Inclusion-Exclusion Identity<br/>Geometric Decomposition"] --> B["Totally-Ordered Cut<br/>κ=0"]
B --> C["Markov Splicing<br/>I(j-1:j+1|j)=0"]
C --> D["Perfect Recovery<br/>Petz Map F=1"]
A --> E["Non-Totally-Ordered Cut<br/>κ > 0"]
E --> F["Markov Gap<br/>I > 0"]
F --> G["Lossy Recovery<br/>F < 1"]
C --> H["HSMI Advancement<br/>Algebraic Structure"]
H --> I["Chain Recursion<br/>Modular Flow Splicing"]
style A fill:#e1f5ff
style B fill:#e1ffe1
style C fill:#ffe1e1
style D fill:#f5e1ff
style E fill:#fff4e1
style F fill:#ffcccc
style G fill:#ffaaaa
style H fill:#e1e1ff
style I fill:#f5f5ff
8.3 Key Insights
-
Universality of Inclusion-Exclusion Principle:
- Starting from set-theoretic inclusion-exclusion formula
- Generalizing to quadratic forms, modular Hamiltonians, relative entropy
- Unified mathematical framework
-
Geometric Root of Markovianity:
- Totally-ordered cuts stratification degree
- Topological properties of null boundaries
- Geometric realization of modular flow
-
Quantum Limit of Information Recovery:
- Petz map achieves optimal recovery
- Fidelity determined by conditional mutual information
- Fawzi-Renner inequality provides operational lower bound
-
Dual Structure of Algebra and Geometry:
- HSMI: Algebraic advancement
- Modular flow: Geometric advancement
- The two unified through Bisognano-Wichmann property
8.4 Preview of Next Chapter
Next chapter will discuss Scattering Scale and Windowed Readout:
- How to measure modular Hamiltonian through scattering phase ?
- Birman-Krein formula and Wigner-Smith group delay
- Windowing techniques and parity threshold stability
End of Chapter
Source Theory: euler-gls-extend/null-modular-double-cover-causal-diamond-chain.md, §3.2-3.4