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Chapter 3: Markov Splicing and Information Recovery

Source Theory: euler-gls-extend/null-modular-double-cover-causal-diamond-chain.md, §3.2-3.4


Introduction

In the previous chapter, we established the Null-Modular double cover structure of causal diamond chains. Now we face a key question: How to “splice” multiple adjacent causal diamonds into larger composite regions?

This is not simple geometric puzzle-solving, but involves profound information-theoretic principles. This chapter will demonstrate:

  • Markov Splicing: Under specific conditions, modular Hamiltonians of adjacent regions can be losslessly spliced through inclusion-exclusion principle
  • Inclusion-Exclusion Identity: Addition rules for modular Hamiltonians
  • Information Recovery: Reconstructing complete states from partial information through Petz maps
  • Non-Totally-Ordered Gap: Quantitative characterization of information loss when ideal conditions are violated

Everyday Analogy: Imagine splicing three audio segments: A→B→C. If segment B contains all correlation information between A and C, then you can losslessly splice A-B-C. But if there exists “hidden correlation” between A and C that segment B lacks, splicing will produce an information gap.


1. Inclusion-Exclusion Identity: Addition and Subtraction of Modular Hamiltonians

1.1 Inclusion-Exclusion of Monotonic Half-Spaces

Consider multiple half-space regions on the same null hyperplane (e.g., ), where are transversely dependent threshold functions.

Theorem B (Inclusion-Exclusion Identity):

Proof Core: Pointwise geometric identity

Multiplying by second-order response kernel and integrating gives the quadratic form inclusion-exclusion.

Mermaid Diagram: Inclusion-Exclusion Principle

graph TD
    A["Region Union<br/>"] --> B["Single Region Contributions<br/>"]
    B --> C["Double Intersection Corrections<br/>"]
    C --> D["Triple Intersection Correction<br/>"]
    D --> E["Complete Modular Hamiltonian<br/>"]

    style A fill:#e1f5ff
    style B fill:#fff4e1
    style C fill:#ffe1f5
    style D fill:#f5e1ff
    style E fill:#e1ffe1

Everyday Analogy: Area of three circles: . Modular Hamiltonian inclusion-exclusion follows exactly the same logic!

1.2 Distributed Regularization and Closure

Technical Point: Indicator function is not smooth, needs smoothing:

where is a standard smoothing kernel. Define smoothed version of positive part function:

Strict Form of Inclusion-Exclusion Identity:

  1. Smoothing: Construct for each
  2. Inclusion-Exclusion: Prove inclusion-exclusion identity for smoothed version
  3. Limit: Let , exchange limit and integral using dominated convergence theorem

Proposition B (Closure): Let be the closed quadratic form of the union domain, with lower bound . Take any , define shifted graph norm:

If converges in shifted graph norm, then quadratic form values on both sides of inclusion-exclusion identity converge simultaneously.

Everyday Analogy: Shifted graph norm is like “weighted distance”: not only considers the length of the vector itself, but also its “energy” (quadratic form value). This guarantees mathematical stability of the limit process.


2. Markov Splicing: Perfect Splicing of Totally-Ordered Cuts

2.1 Three-Segment Markovianity

Consider three adjacent causal diamonds , , , with totally-ordered cuts on the same null hyperplane.

Theorem C (Markov Splicing):

Vacuum state satisfies the following two equivalent conditions:

(1) Conditional Mutual Information is Zero:

(2) Modular Hamiltonian Identity:

Physical Meaning:

  • Conditional mutual information zero means: Given information about middle region , there is no additional correlation between left and right
  • This is Markovianity: “screens” the correlation between and

Mermaid Diagram: Markov Splicing

graph LR
    A["<br/>Left Region"] --> B["<br/>Middle Region<br/>(Information Barrier)"]
    B --> C["<br/>Right Region"]

    A -.->|"No Direct Correlation<br/>"| C

    style A fill:#ffe1e1
    style B fill:#e1f5ff
    style C fill:#e1ffe1

Everyday Analogy: Three-person message relay game A→B→C:

  • If B completely records A’s original words, information C obtains from B is exactly the same as directly from A
  • At this point , B serves as “perfect intermediary”
  • If B misses some content, then , an information gap appears

2.2 Combining Inclusion-Exclusion and Markovianity

Derivation: From inclusion-exclusion identity

Under totally-ordered cuts, intersections of adjacent regions degenerate:

  • Boundary of shrinks to null set
  • (not adjacent)

Combined with strong subadditivity (split property): boundary terms vanish.

Using relative entropy identity:

Connected to modular Hamiltonian through first-order variation (), finally obtaining Markov splicing.

2.3 Lower Semicontinuity of Relative Entropy

Proposition C.2: Relative entropy is lower semicontinuous in weak topology, and satisfies data processing inequality:

for any CPTP map .

Application: Given monotonic approximation , let be restriction channel to , then:

This guarantees that Markovianity can be stably transmitted from discrete approximation to continuous limit.


3. Non-Totally-Ordered Gap: Stratification Degree and Information Loss

3.1 Definition of Stratification Degree

When cuts are not totally ordered (e.g., cut orders differ at different transverse points ), Markovianity fails.

Definition (Stratification Degree): Let be threshold functions on layers respectively, define:

Physical Meaning:

  • counts the number of inconsistent pairs of cut orders on layers and at transverse coordinate
  • Totally ordered: (orders on two layers completely consistent)
  • Non-totally ordered: (appearance of “crossing”)

Mermaid Diagram: Stratification Degree

graph TD
    A["Totally-Ordered Cut<br/>κ=0"] --> A1["E+ Layer: V1 < V2 < V3<br/>E- Layer: V1 < V2 < V3"]
    A1 --> A2["Two Layers Order Consistent"]

    B["Non-Totally-Ordered Cut<br/>κ > 0"] --> B1["E+ Layer: V1 < V2 < V3<br/>E- Layer: V2 < V1 < V3"]
    B1 --> B2["(V1,V2) Forms Inconsistent Pair"]

    style A fill:#e1ffe1
    style A1 fill:#f0fff0
    style A2 fill:#e1f5e1
    style B fill:#ffe1e1
    style B1 fill:#fff0f0
    style B2 fill:#ffe1f0

Everyday Analogy: Traffic flow on two parallel lanes:

  • Totally ordered: Vehicle orders on two lanes completely consistent ()
  • Non-totally ordered: Vehicle orders on two lanes differ (overtaking), counts number of “order-reversed” vehicle pairs

3.2 Markov Gap Line Density

Theorem C’ (Markov Gap for Non-Totally-Ordered):

Define Markov gap line density , satisfying:

and is monotone non-decreasing in .

Physical Meaning:

  • characterizes local information leakage rate at spacetime point
  • Integration gives total conditional mutual information
  • Totally ordered: , then , (perfect Markov)
  • Non-totally ordered: , then , (gap appears)

Lemma C.1 (Stratification Degree–Gap Comparison):

If are piecewise with finite crossing times, then there exists constant such that:

where , .

Quantitative Lower Bound: Combining with Fawzi-Renner inequality:

gives explicit lower bound estimate for the gap.

Everyday Analogy: Highway intersection (non-totally-ordered cut):

  • More intersection points (larger )
  • Higher traffic management difficulty (higher )
  • Total traffic delay () proportional to intersection complexity

4. Petz Recovery Map: Information Reconstruction

4.1 Problem Setup

Quantum Recovery Problem:

  • Initial state: (three-region composite state)
  • Operation: Forget subsystem , obtain
  • Question: Can we recover original from ?

Theorem D (Petz Recovery Map):

Denote , , . Define forget channel:

Its adjoint:

Take reference state (self-reference), Petz recovery map is defined as:

where inverse is taken as pseudo-inverse on .

Perfect Recovery Condition:

If and only if

Mermaid Diagram: Petz Recovery

graph LR
    A["Initial State<br/>"] -->|"Forget "| B["Partial State<br/>"]
    B -->|"Petz Recovery<br/>"| C["Recovered State<br/>"]

    A -.->|"Perfect Recovery<br/>"| C

    style A fill:#e1f5ff
    style B fill:#fff4e1
    style C fill:#e1ffe1

Everyday Analogy:

  • Initial: You have complete video file ()
  • Loss: Deleted audio track (forgot ), only picture remains ()
  • Recovery: Petz map attempts to reconstruct audio from picture
    • If picture contains subtitles and , can perfectly recover dialogue
    • If picture lacks key information (), recovery is imperfect

4.2 Rotation Average and Stability

Technical Point: Unrotated Petz map may not satisfy fidelity inequality, needs rotation average.

Rotation-Averaged Petz Map satisfies:

Equivalently, fidelity lower bound:

Physical Meaning:

  • Smaller conditional mutual information , higher recovery fidelity
  • When , (perfect recovery)
  • When , (lossy recovery)

Convention (Fidelity Definition): This text uses Uhlmann fidelity (unsquared):

Fawzi-Renner Inequality:

provides an operational lower bound for conditional mutual information.

4.3 Geometric Picture of Recovery Error

Intuitive Understanding:

Let state space be high-dimensional Hilbert space, then:

  • Markov State Manifold: States satisfying form low-dimensional submanifold
  • Non-Markov States: Deviate from this manifold, deviation measured by
  • Petz Recovery: “Projects” back to Markov manifold
  • Fidelity : Measures distance before and after projection

Everyday Analogy: GPS positioning error:

  • Ideal GPS signals (Markov states): Three satellite signals satisfy
  • Actual signals (with error): Signals have noise correlation,
  • Positioning algorithm (Petz recovery): Attempts to recover information from
  • Positioning accuracy (fidelity ): Depends on signal noise level

5. Half-Sided Modular Inclusion: Skeleton of Algebraic Advancement

5.1 Definition of HSMI

Half-Sided Modular Inclusion (HSMI) is a core concept in algebraic quantum field theory.

Definition: Let be inclusion relation of two von Neumann algebras, vacuum state be cyclic separating vector. This inclusion is called right HSMI if there exists positive energy one-parameter semigroup satisfying:

  1. Covariance:

  2. Modular Flow Relation:

where is Tomita-Takesaki modular operator.

Theorem E (HSMI Advancement):

If is right HSMI, then there exists positive energy one-parameter semigroup covariant with , intrinsically advancing to .

Physical Meaning:

  • HSMI provides algebraic progressive structure of causal diamond chains
  • Modular flow geometrizes along chain as Lorentz boost (Bisognano-Wichmann property)
  • Positive energy condition guarantees causal structure of quantum field theory

Mermaid Diagram: HSMI Advancement

graph LR
    A["<br/>Small Algebra"] -->|"Inclusion"| B["<br/>Large Algebra"]

    A1["Modular Flow<br/>"] -.->|"Covariant"| A
    B1["Modular Flow<br/>"] -.->|"Covariant"| B

    A1 -->|"Advancement Semigroup<br/>"| B1

    style A fill:#e1f5ff
    style B fill:#e1ffe1
    style A1 fill:#fff4e1
    style B1 fill:#f5e1ff

Everyday Analogy: “Recursive computation” of quantum information:

  • : Currently known set of observables
  • : Extended set of observables
  • HSMI: Guarantees extension process preserves algebraic structure
  • Modular flow : “Time evolution” rules for observables
  • Advancement semigroup : “Evolution operator” from small set to large set

5.2 Wiesbrock-Borchers Structure Theorem

Wiesbrock-Borchers Theorem: HSMI is equivalent to existence of one-parameter unitary group satisfying:

  1. Borchers Commutation Relations:

  2. Positive Energy Condition:

  3. Advancement Property:

Application: In causal diamond chains, HSMI guarantees algebraic consistency of chain advancement:

  • Inclusion-exclusion identity (geometric level)
  • Modular Hamiltonian splicing (physical level)
  • Algebraic inclusion relations (operator level)

The three are fully compatible.


6. Applications: QNEC Chain Strengthening and Entanglement Wedge Splicing

6.1 QNEC Chain Strengthening

Quantum Null Energy Condition (QNEC):

Near vacuum state, QNEC saturates:

Chain Strengthening: Combining inclusion-exclusion identity with QNEC, obtain inclusion-exclusion lower bound for joint region energy-entropy variation:

When totally ordered, this lower bound takes equality, equivalent to Markov saturation.

6.2 Entanglement Wedge Splicing and Corner Charge

Holographic Duality (AdS/CFT): Boundary inclusion-exclusion/Markov corresponds in bulk to:

  • Normal modular flow splicing of extremal surfaces
  • Additivity of corner charges

JLMS Equality (Jafferis-Lewkowycz-Maldacena-Suh):

where is the Entanglement Wedge.

Splicing Consistency: Under weak feedback and smooth corner conditions, boundary inclusion-exclusion–Markov lifts to bulk modular flow splicing, maintaining ledger consistency.

Everyday Analogy: Correspondence between map and terrain:

  • Boundary inclusion-exclusion: Splicing of regions on map
  • Bulk modular flow: “Evolution rules” of terrain
  • JLMS equality: Map area terrain entropy
  • Splicing consistency: Map splicing rules compatible with terrain evolution rules

7. Numerical Verification and Experimental Schemes

7.1 Inclusion-Exclusion Verification

Two-Dimensional CFT Three-Block Chain: Take three causal diamonds , numerically evaluate:

Expected Results:

  • Totally-ordered cuts: (within numerical error)
  • Non-totally-ordered cuts: , proportional to

Code Framework (conceptual):

Input: Boundary parameters V1, V2, V3 of three regions
Output: Inclusion-exclusion error ε_excl

1. Compute single-region modular Hamiltonians: K1, K2, K3
2. Compute union modular Hamiltonians: K12, K23, K123
3. Compute inclusion-exclusion error: ε_excl = |K12 + K23 - K2 - K123|
4. Plot error bars

7.2 Markov Splicing Verification

Conditional Mutual Information Measurement:

Expected Results:

  • Totally ordered:
  • Non-totally ordered: , satisfying

Consistency with Inclusion-Exclusion: Through first-order variation relation , verify:

7.3 Petz Recovery Fidelity

Operational Steps:

  1. Prepare initial state (three-region vacuum)
  2. Forget , obtain
  3. Apply Petz recovery , obtain
  4. Compute fidelity

Expected Results:

  • Totally ordered ():
  • Non-totally ordered ():

8. Chapter Summary

This chapter established Markov splicing theory for causal diamond chains, core results include:

8.1 Core Formulas

Inclusion-Exclusion Identity:

Markov Splicing:

Non-Totally-Ordered Gap:

Petz Recovery Fidelity:

8.2 Physical Picture

Mermaid Summary Diagram

graph TD
    A["Inclusion-Exclusion Identity<br/>Geometric Decomposition"] --> B["Totally-Ordered Cut<br/>κ=0"]
    B --> C["Markov Splicing<br/>I(j-1:j+1|j)=0"]
    C --> D["Perfect Recovery<br/>Petz Map F=1"]

    A --> E["Non-Totally-Ordered Cut<br/>κ > 0"]
    E --> F["Markov Gap<br/>I > 0"]
    F --> G["Lossy Recovery<br/>F < 1"]

    C --> H["HSMI Advancement<br/>Algebraic Structure"]
    H --> I["Chain Recursion<br/>Modular Flow Splicing"]

    style A fill:#e1f5ff
    style B fill:#e1ffe1
    style C fill:#ffe1e1
    style D fill:#f5e1ff
    style E fill:#fff4e1
    style F fill:#ffcccc
    style G fill:#ffaaaa
    style H fill:#e1e1ff
    style I fill:#f5f5ff

8.3 Key Insights

  1. Universality of Inclusion-Exclusion Principle:

    • Starting from set-theoretic inclusion-exclusion formula
    • Generalizing to quadratic forms, modular Hamiltonians, relative entropy
    • Unified mathematical framework
  2. Geometric Root of Markovianity:

    • Totally-ordered cuts stratification degree
    • Topological properties of null boundaries
    • Geometric realization of modular flow
  3. Quantum Limit of Information Recovery:

    • Petz map achieves optimal recovery
    • Fidelity determined by conditional mutual information
    • Fawzi-Renner inequality provides operational lower bound
  4. Dual Structure of Algebra and Geometry:

    • HSMI: Algebraic advancement
    • Modular flow: Geometric advancement
    • The two unified through Bisognano-Wichmann property

8.4 Preview of Next Chapter

Next chapter will discuss Scattering Scale and Windowed Readout:

  • How to measure modular Hamiltonian through scattering phase ?
  • Birman-Krein formula and Wigner-Smith group delay
  • Windowing techniques and parity threshold stability

End of Chapter


Source Theory: euler-gls-extend/null-modular-double-cover-causal-diamond-chain.md, §3.2-3.4